Account Insurance : Network 1 Financial Securities Inc. is a member of the Securities Investor Protection Corporation (SIPC). Through SIPC, securities in your accounts are protected to a maximum of $500,000 (Limited to $100,000 on claims for cash). Additional protection of $24.5 million for securities is provided by another insurer. These insurance policies do not protect an investor against market risk. Account Verification : Due to Federal Regulations, when opening a new account, customer identification will be verified. In Case of Disaster: If you are unable to reach Network 1 Financial Securities Inc. due to a natural disaster or technical problems, please call our clearing firm Legent Clearing LLC at 866-774-0218. |
Each state has different regulations. Many states will allow certain business transactions. However, Network 1 Financial Securities Inc. will not solicit or do business in states where it is prohibited to do so. _____________________________________ Because of the nature of the internet and of Network 1’s inability to control where its web page might be received across national borders, notice is given that Network 1 Financial Securities’ website is not intended to solicit securities business in Italy and is not directed toward any investor viewing our website while in Italy.
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The services of the various member companies of Network 1 Financial Securities Inc. are available in many states throughout the country. More states are continuously being added. |
